compliance officer

Overview

Who you'll be working for

What requirements you'll need to be eligible

• Bachelor’s degree in a relevant field (e.g., Finance, Accounting, Business, Economics, Law, or related disciplines).
• At least 2 years of experience in banking, financial services, or compliance-related roles.
• Strong knowledge of MAS regulatory requirements, AML/CFT guidelines, and general compliance practices.
• Excellent analytical skills with a meticulous attention to detail.
• Strong written and verbal communication skills.
• High level of integrity, discretion, and professionalism.
• Ability to work independently within a small, fast-paced team environment.
• Proficiency in Microsoft Office and familiarity with compliance systems or tools is an advantage.
• Singaporeans only.

What you'll be doing on the job

• Support the development, implementation, and monitoring of the firm’s compliance framework in accordance with MAS regulations and industry best practices.
• Conduct regular compliance checks, including AML/CFT reviews, KYC due diligence, transaction monitoring, and screening.
• Assist with the preparation, submission, and maintenance of regulatory filings and documentation.
• Review marketing materials, investor communications, and internal documents to ensure regulatory compliance.
• Maintain and update compliance policies, procedures, and internal controls.
• Monitor regulatory changes and support the management team in assessing impact to business operations.
• Coordinate and support internal and external audits, inspections, and compliance training.
• Maintain accurate compliance records, registers, and reports.
• Perform ad hoc compliance and operational tasks as required.

Consultant Contact